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SEC, CFP Board Accused Of Blurring Lines Between Advisors And Brokers As Board Reacts Thu, Apr 16, 2020 The SEC and the CFP Board were criticized yesterday for adopting code of conduct rules that blur the longstanding line between fee-only registered investment advice and brokerage services by implying that conflicts of interest are acceptable. Read More

By at fa-mag.com

Paul Smith, CFA and Chris Cannon, CFA - COVID-19: Around the World and Back Again Thu, Apr 02, 2020 This episode features two guests. The first is Paul Smith, who was previously the President and CEO of the CFA Institute. Paul has more than 25 years of relevant financial services leadership experience in many aspects of the investment management i... Read More

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