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SEC, CFP Board Accused Of Blurring Lines Between Advisors And Brokers As Board Reacts
SEC, CFP Board Accused Of Blurring Lines Between Advisors And Brokers As Board Reacts
By at fa-mag.com
Thu, Apr 16, 2020
at 3:20PM
The SEC and the CFP Board were criticized yesterday for adopting code of conduct rules that blur the longstanding line between fee-only registered investment advice and brokerage services by implying that conflicts of interest are acceptable.